← SEC administrative proceedings

Rauscher Pierce Refsnes, Inc., Dain Rauscher Incorporated, and James R. Feltham

Securities Act of 1933 · 33-7844, 34-42644, IA-1863 · 2000-04-06 · File 3-10182

Proceeding

Release Number

33-7844, 34-42644, IA-1863

Statutory Act

Securities Act of 1933

File Number

3-10182

Publish Date

2000-04-06

Respondents

• Rauscher Pierce Refsnes, Inc., Dain Rauscher Incorporated, and James R. Feltham

Source

Authoritative

SEC Administrative Proceedings

Machine

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